Cases / Quality & safety
Quality & safety

Take a building consent through to code compliance

Settle whether the work needs a consent and whether any of it is restricted building work, lodge the application, answer the request for further information without losing the decision period, pass the inspections the consent names, collect the records of work and apply for the code compliance certificate.

7 steps18 minGeneral contractorDeveloper / clientDesign / engineering practiceProject / construction management firm

How it works, step by step

7 steps across the platform - what you do at each one, and why it matters.

1

Settle the route before anybody draws anything

Route Classifier

Classify the work: does it need a building consent, does any part of it fall inside the exempt work Schedule 1 describes, and is any of it restricted building work, which is the design and construction of the primary structure and the external moisture management systems of a house or small to medium apartment building. Record the answer and what it rests on.

Why: Exempt work still has to comply with the Building Code, so exemption removes the paperwork and not the standard, and work exempted wrongly is unconsented building work that the territorial authority can require to be fixed years later. Restricted building work found at the end means finding a licensed practitioner willing to certify somebody else's finished work, which is the most expensive discovery in this whole case.

InScope of the building workExempt work in Schedule 1OutConsent needed or notRestricted building work identified
2

Lodge a complete application, not an early one

Authority Submissions

Lodge the application with the building consent authority as one pack: the drawings and specification at the level of detail the Code compliance path needs, the structural and other calculations, the product information, and the memorandum from the licensed design practitioner where the work is restricted building work. Record the lodgement date, because the decision period runs from it.

Why: The authority has 20 working days to grant or refuse, and an incomplete application does not shorten that period, it just spends it on a request for further information. Lodging two weeks early with half the structural documentation reliably costs more calendar time than lodging two weeks later with all of it.

InDrawings, specification and calculationsDesigner's memorandum where requiredOutApplication lodged and datedDecision period running
3

Answer the request before the file goes cold

Correspondence

Log every request for further information against the application with the date it arrived, route each question to the person who can answer it, and send one consolidated response rather than a trickle. Keep the sent copy and the date, and record which drawings were superseded by the answer.

Why: The decision period is suspended while a request is outstanding, so every day the answer sits with the design team is a day added to the consent and not a day of the authority's twenty. That is also why a request answered piecemeal is the slowest of all: the clock restarts and stops again with each round.

InRequest for further informationDesign team's answerOutResponse sent and loggedDecision period resumed
4

Book the inspections the consent names, in order

Inspections

Put the inspections the consent lists onto the programme as the activities they actually are, book each one before the work it covers is closed up, and record the result with the date and the inspector's findings. Where an inspection fails, record what has to be fixed and re-book it rather than carrying on.

Why: The building consent authority can only issue a code compliance certificate if it is satisfied on reasonable grounds that the work complies, and the inspection record is most of those grounds. Work closed up before its inspection is work that may have to be opened again, and the cost of that is carried by whoever built it, not by whoever forgot to book.

InGranted consent and its conditionsConstruction programmeOutInspections passed and datedItems to fix before the next one
5

Collect the records while the trades are still on site

Quality Management

Collect the record of work from every licensed building practitioner who carried out or supervised restricted building work, together with the producer statements, test results and product certificates the consent conditions call for. Track them as a list with the gaps named, not as a folder somebody will audit later.

Why: A licensed practitioner owes a record of work on completion of their restricted building work, and chasing one from a subcontractor who left the job eight months ago is a different task from asking for it in the week they finished. Every missing document becomes a hold on the code compliance certificate, and the certificate is usually holding up settlement.

InRestricted building work carried outProducer statements and test resultsOutRecords of work collectedMissing certificates named
6

Apply for the code compliance certificate

Close-out

Apply once the file is complete and the work is finished, with the inspection record, the records of work, the producer statements and the as-built information. The authority has 20 working days to decide, and it decides against the consent as granted, so any change made on site has to have been consented as an amendment before this point.

Why: The certificate is what says the work complies with the consent, and its absence follows the building rather than the builder. A house without one is harder to sell, harder to insure and harder to finance, and the owner who inherits that problem is usually the one paying to solve it years after everyone who could have solved it cheaply has moved on.

InRecords of work collectedInspections passed and datedOutCertificate applied forCode compliance certificate issued
7

Hand the owner the file the property will need

Documents

File the whole consent history where the owner and the next owner can find it: the consented drawings, the amendments, the inspection record, the certificates and the code compliance certificate itself. Where the building has specified systems, record the compliance schedule and the annual building warrant of fitness that now runs against it.

Why: The consent file is read by people who were not there: a purchaser's solicitor, an insurer, the designer of the next alteration. A complete file answers their questions without anybody being called; an incomplete one turns every future project on the building into an archaeology exercise, and the council's own property file is rarely as complete as the builder's was.

InCode compliance certificate issuedSpecified systems in the buildingOutConsent pack filed for the ownerCompliance schedule obligations noted
Modules

Modules in this playbook

7 / 190 platform modules

The market this case is written for

New Zealand

Everything in this case follows how construction work is measured, priced and paid for in this market. The forms, the cost breakdown and the payment rules are the ones used there, not a generic version of them.

Standards it follows

  • NZS 3910
  • Construction Contracts Act

You do not have to set any of that up by hand. The first time you open the platform it asks which market you work in. Choose this one and it sets the interface language, loads the matching cost database and records the cost classification, and it adds an example project you can open straight away.

The rule checks for this market come with the platform too. Switch them on once and an estimate that misses something the market expects is flagged while you are still working on it, not after the tender has gone out.

More in Quality & safety

Quality & safety

Toolbox talk and safety check

Brief the crew on the hazards this shift actually carries, capture who was there, then prov…

2 steps8 minOpen